Windows Audit Policy Disabled via Legacy Auditpol

name: Windows Audit Policy Disabled via Legacy Auditpol
id: d2cef287-c2b7-4496-a609-7a548c1e27f9
version: 8
creation_date: '2025-02-19'
modification_date: '2026-05-13'
author: Nasreddine Bencherchali, Splunk
status: production
type: Anomaly
description: The following analytic identifies the execution of the legacy `auditpol.exe` included with the Windows 2000 Resource Kit Tools, with the "/disable" command-line argument or one of the allowed category flags and the "none" option, in order to disable a specific logging category from the audit policy. It leverages data from Endpoint Detection and Response (EDR) agents, focusing on process names and command-line executions. This activity can be significant as it indicates potential defense evasion by adversaries or Red Teams, aiming to limit data that can be leveraged for detections and audits. If confirmed malicious, this behavior could allow attackers to bypass defenses, and plan further attacks, potentially leading to full machine compromise or lateral movement.
data_source:
    - Sysmon EventID 1
    - Windows Event Log Security 4688
    - CrowdStrike ProcessRollup2
search: |-
    | tstats `security_content_summariesonly` values(Processes.process) as process min(_time) as firstTime max(_time) as lastTime FROM datamodel=Endpoint.Processes
      WHERE (
            `process_auditpol` Processes.process="*/disable"
        )
        OR Processes.process IN ("*/system:none*", "*/logon:none*", "*/object:none*", "*/privilege:none*", "*/process:none*", "*/policy:none*", "*/sam:none*")
      BY Processes.action Processes.dest Processes.original_file_name
         Processes.parent_process Processes.parent_process_exec Processes.parent_process_guid
         Processes.parent_process_id Processes.parent_process_name Processes.parent_process_path
         Processes.process Processes.process_exec Processes.process_guid
         Processes.process_hash Processes.process_id Processes.process_integrity_level
         Processes.process_name Processes.process_path Processes.user
         Processes.user_id Processes.vendor_product
    | `drop_dm_object_name(Processes)`
    | `security_content_ctime(firstTime)`
    | `security_content_ctime(lastTime)`
    | `windows_audit_policy_disabled_via_legacy_auditpol_filter`
how_to_implement: The detection is based on data that originates from Endpoint Detection and Response (EDR) agents. These agents are designed to provide security-related telemetry from the endpoints where the agent is installed. To implement this search, you must ingest logs that contain the process name, and process original file name. Additionally, you must ingest complete command-line executions. These logs must be processed using the appropriate Splunk Technology Add-ons that are specific to the EDR product. The logs must also be mapped to the `Processes` node of the `Endpoint` data model. Use the Splunk Common Information Model (CIM) to normalize the field names and speed up the data modeling process.
known_false_positives: False positives should be rare, investigate the activity, and apply additional filters when necessary.
references:
    - https://www.microsoft.com/en-us/security/blog/2021/01/20/deep-dive-into-the-solorigate-second-stage-activation-from-sunburst-to-teardrop-and-raindrop/
    - https://www.cybereason.com/blog/research/prometei-botnet-exploiting-microsoft-exchange-vulnerabilities
    - https://attack.mitre.org/techniques/T1562/002/
    - https://learn.microsoft.com/en-us/windows-server/administration/windows-commands/auditpol-set
drilldown_searches:
    - name: View the detection results for - "$user$" and "$dest$"
      search: '%original_detection_search% | search  user = "$user$" dest = "$dest$"'
      earliest_offset: $info_min_time$
      latest_offset: $info_max_time$
    - name: View risk events for the last 7 days for - "$user$" and "$dest$"
      search: '| from datamodel Risk.All_Risk | search normalized_risk_object IN ("$user$", "$dest$") | stats count min(_time) as firstTime max(_time) as lastTime values(search_name) as "Search Name" values(risk_message) as "Risk Message" values(analyticstories) as "Analytic Stories" values(annotations._all) as "Annotations" values(annotations.mitre_attack.mitre_tactic) as "ATT&CK Tactics" by normalized_risk_object | `security_content_ctime(firstTime)` | `security_content_ctime(lastTime)`'
      earliest_offset: 7d
      latest_offset: "0"
intermediate_findings:
    entities:
        - field: user
          type: user
          score: 20
          message: An instance of $parent_process_name$ spawning $process_name$ with CommandLine $process$ was identified attempting to disable and audit policy category/sub-category on $dest$ by user $user$.
        - field: dest
          type: system
          score: 20
          message: An instance of $parent_process_name$ spawning $process_name$ with CommandLine $process$ was identified attempting to disable and audit policy category/sub-category on $dest$ by user $user$.
threat_objects:
    - field: process_name
      type: process_name
analytic_story:
    - Windows Audit Policy Tampering
asset_type: Endpoint
mitre_attack_id:
    - T1685.001
product:
    - Splunk Enterprise
    - Splunk Enterprise Security
    - Splunk Cloud
category: endpoint
security_domain: endpoint
tests:
    - name: True Positive Test - Sysmon
      attack_data:
        - data: https://media.githubusercontent.com/media/splunk/attack_data/master/datasets/attack_techniques/T1562.002/auditpol_tampering/auditpol_tampering_sysmon.log
          source: XmlWinEventLog:Microsoft-Windows-Sysmon/Operational
          sourcetype: XmlWinEventLog
      test_type: unit